Resilient capital markets
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New Zealand’s financial markets are well-functioning and well-regulated. The New Zealand Stock Exchange (NZX) manages several markets that SIA members trade and advise on:
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World-class clearing and settlement systems
Securities transactions undertaken by member firms on the NZX are supported by two designated settlement systems that provide stable infrastructure for New Zealand's financial markets. Both systems are jointly regulated by the FMA and Reserve Bank of New Zealand.
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Highly-regulated financial markets
New Zealand is fortunate to have highly-regulated financial markets and a well-managed industry. Member firms are regulated by:
Member firms also have in-house compliance programmes in place to meet their legislative and regulatory responsibilities and to ensure they operate to best practice standards, including monitoring and reporting systems and processes, and compliance education and support for staff. |
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Disclaimer: The Securities Industry Association (SIA) is not a registered financial services provider or authorised financial adviser. Information provided on this website is provided for general information only. The SIA and its members do not assume any responsibility for giving financial, legal or other professional advice through this website and disclaims any liability arising from the use of the information on this website. If you require financial, legal or other expert advice you should seek assistance from a professional adviser.
Securities Industry Association © 2019